Joshua Gallu

August 5, 2013 at 6:11 pm

SEC’s victory in Tourre case may silence critics of agency

WASHINGTON — The Securities and Exchange Commission’s courtroom victory over ex-Goldman Sachs employee Fabrice Tourre is helping the agency turn the page on years of...

• Business

April 3, 2013 at 6:14 pm

SEC approves companies posting disclosures on Facebook, Twitter

U.S. companies will now be able to post their earnings on Twitter or update their status on Facebook as long as they tell their investors...

• Business

August 15, 2011 at 5:44 pm

SEC reportedly scrutinizes Standard & Poor’s credit-rating math

The Securities and Exchange Commission is scrutinizing the method Standard & Poor's used to cut the U.S.' credit rating and whether...

• Business

September 9, 2010 at 10:03 pm

Filing: Citigroup execs knew of asset losses not reported to SEC

Charles Prince and Robert Rubin were among Citigroup officials who knew 2007 losses were mounting on mortgage assets that federal regulators...

• Business

April 15, 2010 at 10:10 pm

Securities and Exchange Commission unit seeks hedge-fund experts to monitor industry

Hedge-fund managers may soon face a new regulatory nemesis: Their peers.

• Business

November 5, 2009 at 12:01 am

Value Line CEO fired, fined in mutual-fund fee scheme

Value Line, billed as 'the most trusted name in investment research,' replaced its leader and agreed to pay $43 million to settle U.S. claims the...

• Business

October 20, 2009 at 12:01 am

Insider-trading crackdown grows

Federal investigators plan to charge at least 10 securities professionals with insider trading, some linked to the criminal case against billionaire hedge-fund manager Raj Rajaratnam...

• Business

August 13, 2009 at 12:01 am

Madoff’s brainstorms included fake trade platform

Bernard Madoff used a random-number generator, old stationery, a "phantom" trading platform and an aging computer to hide for decades the world's biggest Ponzi scheme,...

• Business