Alaska Air Group CEO William Ayer and hedge fund Donald Smith & Co. are subjects of an insider-trading investigation by the SEC into well-timed bets...
Pequot Capital Management and the hedge-fund firm's founder, Arthur Samberg, will pay almost $28 million to settle regulatory claims they illegally tapped information from a...
Richard Fuld, the former chief executive officer of Lehman Brothers, told lawmakers he never assumed the U.S. government would bail out his company before it...
The U.S. Securities and Exchange Commission plans to approve new curbs on short selling next week after banks and lawmakers raised concerns that bearish bets...
Mary Schapiro, a top brokerage regulator tapped to head the Securities and Exchange Commission (SEC), is likely to promote an overhaul of the nation's financial-market...